Sixth Circuit reviews habeas corpus challenge to extradition by a Balkan native and naturalized U.S. citizen who allegedly committed crimes against ethnic Serbs; Bosnian Court made a finding of probable cause that satisfies the requirement of “duly authenticated copy of the warrant of arrest” under Extradition Treaty


Sixth Circuit reviews habeas corpus challenge to extradition by a Balkan native and naturalized U.S. citizen who allegedly committed crimes against ethnic Serbs; Bosnian Court made a finding of probable cause that satisfies the requirement of “duly authenticated copy of the warrant of arrest” under Extradition Treaty

Azra Bašić, a Balkan native, came to United States in 1994 as a refugee to escape the Yugoslavian civil war. She settled in Kentucky and eventually became a naturalized United States citizen. During the civil war in Yugoslavia, Bašić was a member of the Croatian army. She now stands accused in Bosnia and Herzegovina (Bosnia) of crimes committed against ethnic Serbs. Republic of Srpska (i.e., the “Serb Republic”), a quasi-independent administrative entity within Bosnia, has asked the United States to extradite Bašić so that she can stand trial.

In 2011, the Department of State filed a Complaint for Extradition. A United States Magistrate Judge concluded that Bašić was extraditable under a 1902 extradition treaty between the United States and the Kingdom of Serbia, and certified the complaint. See Treaty for the Mutual Extradition of Fugitives from Justice, U.S.-Serb., Oct. 25, 1901, 32 Stat. 1890. Because a direct appeal is not available in extradition proceedings, Bašić filed a petition for a writ of habeas corpus under 28 U.S.C. § 2241. The district court denied the petition. Bašić appealed.

The United States Court of Appeals for the Sixth Circuit affirms the district court’s judgment denying Bašić’s habeas corpus petition.

Bašić argued that the Treaty prohibits extradition of U.S. citizens to Bosnia, because, as provided by the Treaty, each country has a general obligation to honor extradition requests, but neither country “shall be bound to deliver up its own citizens.” According to Bašić, this provision represents an absolute bar on the extradition of U.S. citizens to Bosnia that can be removed only by the ratification of a new treaty. The Court did not agree:

“We begin with the Supreme Court’s decision in Valentine v. United States ex rel. Neidecker, which considered nearly identical language in an extradition treaty between the U.S. and France and concluded that U.S. citizens could not be extradited under that treaty. 299 U.S. 5, 8, 18, 57 S.Ct. 100, 81 L.Ed. 5 (1936). The Court explained that the power to extradite ‘is a national power,’ but that ‘the Constitution creates no executive prerogative to dispose of the liberty of the individual.’ Id. at 8-9, 57 S.Ct. 100. Thus, ‘the legal authority [to extradite] does not exist save as it is given by act of Congress or by the terms of a treaty.’ Id. at 9, 57 S.Ct. 100. With the exception of extradition from an occupied country or territory, Congress had not at that time given the executive power to extradite anyone, but had only defined the procedures for carrying out existing extradition treaties. Id. The extradition treaty between the U.S. and France did not explicitly grant such a power to the executive, nor was the Court willing to read the provision that neither party ‘shall be bound to deliver up its own citizens’ as implying such authority. Id. at 18, 57 S.Ct. 100. In light of this, the Court concluded, the executive was ‘without power to surrender’ U.S. citizens to France. Id.”

“Congress addressed this lack of power in 1990 by passing 18 U.S.C. § 3196, which provides that

‘If the applicable treaty or convention does not obligate the United States to extradite its citizens to a foreign country, the Secretary of State may, nevertheless, order the surrender to that country of a United States citizen whose extradition has been requested by that country if the other requirements of that treaty or convention are met.’”

Assuming that § 3196 conflicts with the Treaty, Bašić argued that this statute is an unconstitutional attempt by Congress to circumvent the treaty-making requirements of Article II. The Court did not agree:

“Valentine did not address what a nation may do under the relevant treaty language, but rather which governmental actors within the United States government are empowered (or not) to use their discretion to extradite U.S. citizens. But we need not rely merely on the logic of the opinion; Valentine — on no fewer than five occasions — explained that the executive’s lack of discretionary authority could be remedied either by amending the treaty or by enacting a ‘statute conferring an independent power’ on the executive. 299 U.S. at 18, 57 S.Ct. 100; accord Munaf v. Geren, 553 U.S. 674, 704, 128 S.Ct. 2207, 171 L.Ed.2d 1 (2008) (‘[T]he Executive may not extradite a person held within the United States unless `legal authority’ to do so `is given by act of Congress or by the *900 terms of a treaty.’” (quoting Valentine, 299 U.S. at 900 9, 57 S.Ct. 100)).”

The Court also did not agree with Bašić’s contentions that Valentine “only sanctions congressionally authorized extradition independent of a treaty when it occurs in a foreign country or territory `occupied by or under the control of the United States[,]” and that, “[o]utside of this `limited provision[,’] acts of Congress independent of a treaty can only define `... the procedure to carry out an existing extradition treaty or convention[.’]”

“[…] Indeed, this argument is a gross distortion of what Valentine actually said, casting as normative a passage that was descriptive:

‘Whatever may be the power of the Congress to provide for extradition independent of treaty, that power has not been exercised save in relation to a foreign country or territory occupied by or under the control of the United States. Aside from that limited provision, the Act of Congress relating to extradition simply defines the procedure to carry out an existing extradition treaty or convention.’ 299 U.S. at 9, 57 S.Ct. 100 (internal quotation marks, citations, and footnote omitted).”
“The only support that Bašić can muster in support of her position is a district court opinion that characterized §3196 as ‘an unprecedented Congressional action’ to ‘amend’ treaties like the one at issue in this case. Gouveia v. Vokes, 800 F.Supp. 241, 250 (E.D.Pa.1992). But that case reached this conclusion only by first making the same mistake Bašić does, concluding, without analysis, that the relevant treaty language ‘forbids the extradition of American citizens.’ Id. at 242 (citing Valentine, 299 U.S. at 5, 57 S.Ct. 100). This treaty language does no such thing: there is a vast difference between not being bound to do an act and being forbidden to do it. Finally, the only thing amended by § 3196 is the U.S. Code. See Hilario v. United States, 854 F.Supp. 165, 173 (E.D.N.Y.1994). [3] And § 3196 is dispositive: the Secretary of State is empowered to extradite U.S. citizens to Bosnia, provided that the Treaty’s other requirements are met.”

Citation: Bašić v. Steck, 819 F.3d 897 (6th Cir. 2016). Legal commentary by Terik Hashmi, www.terikhashmiattorney.com.

Terik Hashmi, Attorney at Law, Legal Commentary

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